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To Former Employees of MF GLOBAL, LTD (MFGLQ.PK)

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Kantrowitz, Goldhamer, Graifman, Perlmutter & Carballo, P.C.

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Written/Reviewed By:

Barry S. Kantrowitz, Esq.

Last Updated: Apr 28, 2026

Read Time: 2 mins

Kantrowitz, Goldhamer, Graifman, Perlmutter & Carballo, P.C. Launches Investigation In Possible Breaches of Fiduciary Duty by Officers and Directors of MF Global, Ltd. Relating to Employee Stock Purchase Plan

CHESTNUT RIDGE, NEW YORK, Dec. 13, 2011 B Kantrowitz, Goldhamer, Graifman, Perlmutter & Carballo, P.C. is investigating alleged improper conduct on the part of certain officers and directors involved in designing, implementing and/or administering the MF Global, Ltd. (also referred to as “MF Global” or the “Company”) Employee Stock Purchase Plan and Long Term Incentive Plan (the “Plans”), which conduct may rise to the level of breach of fiduciary duty.

In particular, the investigation involves claims of whether the directors and/or officers responsible for designing, implementing and/or administering the Plans knew or should have known that the value of the Company stock required to be included as compensation was artificially inflated and/or whether the Directors and certain officers breached their fiduciary duty by requiring the use of Company stock as part of the Plans’ employee compensation when they knew or should have known that such stock was artificially inflated. In addition, the investigation involves whether intentional misrepresentations were made about the financial health, level of risk and business of the Company by certain directors and/or officers.

KGG has extensive experience in Class Action and Derivative Litigation as well as significant experience representing the rights of employees. If you are a former employee of MF Global who participated in the Plans as of October 21, 2011, and would like to discuss your rights to recovery under the Plans, please contact Gary S. Graifman by phone: toll free at (866) 971-0927 or 845-407-9470, or by filling out o our online form, or writing to Kantrowitz, Goldhamer, Graifman, Perlmutter & Carballo, P.C., Suite 200, 747 Chestnut Ridge Road, Chestnut Ridge, NY 10977.

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   LWelsh 
 2 days ago
 
 
 Trustindex verifies that the original source of the review is Google. Clever and efficient.
  
 
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   Kenny Perlow 
 23 days ago
 
 
 Trustindex verifies that the original source of the review is Google. KGG Law, and Barry Kantrowitz in particular, set the bar high for what a thorough, practical, strategic, compassionate and smart lawyer can be. Everything about Barry's advice and representation was exemplary and the stress mitigation that resulted was invaluable. On top of that, the ultimate result Barry achieved was beyond what was reasonable to expect and we are forever grateful. Often, people say that you hire a lawyer to prevent a problem. Sometimes, unfortunately, you need an attorney to solve a problem and I could not recommend Barry and his firm any more highly in that regard.
  
 
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   Aliza Ali 
 87 days ago
 
 
 Trustindex verifies that the original source of the review is Google. My dad had a great experience with this law firm. From the very beginning, the team was professional, knowledgeable, and always willing to answer our questions. They kept us informed throughout the entire process and made what could have been a very stressful situation much easier to handle. We truly appreciated their dedication, honesty, and hard work. Thanks to their support, my dad felt confident every step of the way. We are very grateful for everything they did and would highly recommend this firm to anyone looking for reliable legal representation.
  
 
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   Jana Montero 
 90 days ago
 
 
 Trustindex verifies that the original source of the review is Google. I had a wonderful experience working with Sam Smith. He was very responsive, thorough, and easy to work with from start to finish. He walked me through everything clearly and made what started as a very stressful situation for me into something completely manageable. I would not hesitate to recommend him and the firm!
  
 
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   Mike Sakmann 
 96 days ago
 
 
 Trustindex verifies that the original source of the review is Google. I sought legal advice regarding an employment matter and had an excellent experience working with Sam Smith, Esq. at KGG Law. Sam was thorough, attentive, and took the time to listen carefully to my concerns before providing clear, thoughtful guidance. I appreciated the professionalism and care shown throughout the process, and I would confidently recommend KGG Law to anyone in need of legal assistance.
  
 
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   Liz Hecker 
 102 days ago
 
 
 Trustindex verifies that the original source of the review is Google. I can't say enough about this firm. They manage to comfort you during the whole legal process while staying professional and doing what is right. I would recommend them to anyone and also hire them again if I need legal help.
  
 
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   Brandy Miller 
 125 days ago
 
 
 Trustindex verifies that the original source of the review is Google. Kate is the best. She helped me very quickly, and was very attentive with all of my needs. So thankful for her
  
 
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   Mike Greenspan 
 138 days ago
 
 
 Trustindex verifies that the original source of the review is Google. Kate Carballo is a dedicated, passionate, and creative attorney whom I had the pleasure to lecture with at a state trial lawyer's conference. Kate's lecture demonstrated how she uses her innovative and "out-of-the-box thinking" to achieve outstanding results for her injured clients. That Kate is certified by the Supreme Court of New Jersey as a civil trial attorney is a testament to her skills, experience and commitment to excellence.
  
 
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   Jonathan Sampson 
 145 days ago
 
 
 Trustindex verifies that the original source of the review is Google. Was referred to KGG law by a friend and could not have asked for better legal representation. They walked me through every step of the process after my accident and began every call with “ how are you feeling” which was just one example of how much they care about their clients. They handled my case very efficiently, professionally and courteously. My attorney Kate Carballo was a rock star! So clearly experienced, she consistently made me feel at ease with the process. Highly recommend
  
 
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   Vinnie Kung 
 148 days ago
 
 
 Trustindex verifies that the original source of the review is Google. We had a great experience with the team at KGG Law. While it was a traumatic time for our family, they made it very easy for us and explained all of our options. They even performed due diligence to make sure that after our settlement, there would be no further issues which I think is even more important than the settlement itself. Thank you!

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To Former Employees of MF GLOBAL, LTD (MFGLQ.PK)

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